broker-dealer

broker-dealer

美 　英

• n.（证券交易所的）交易经纪人
• 网络经纪自营商；经纪交易商；经纪商

词形变化

复数：broker-dealers  

英汉解释

n.	1. a person or company that buys and sells stocks, shares, or goods for other people

例句

Citi does break out a balance sheet for its U. S. broker-dealer, which had $466 billion of assets in the second quarter.

事实上，花旗提供了其美国经纪商-交易商的分类资产负债表，这部分的资产在第二季度为4,660亿美元。

As a broker-dealer, it was able to clear its own trades, a privilege that should give pause for thought.

作为一个经纪交易商，他能够清算自己的账户，这个特权本来就应该被禁止。

But, as a broker-dealer, Lehman was not subject to such regulation: the SEC did not have the tools.

但是作为一家经纪自营商，雷曼不受此类监管：美国证交会（SEC）没有相关监管手段。

The SEC says Madoff was registered with it both as a broker-dealer and an investment adviser.

证券交易委员会说马多夫的公司既是以证券经纪，又是投资顾问公司的名义注册的。

These customers often use a broker-dealer who directly solicits potential buyers or sellers for the other side of the customers' trades.

这些客户往往雇佣经纪商兼交易人为其业务直接招揽潜在的买方或卖方主顾。

In addition, your broker-dealer may not allow you to place a stop order on some securities or accept a stop order for OTC stocks.

此外，您的经纪人可能不会允许你建立一个停止令一些证券或接受停止为了让场外股票。

Lehman Brothers Inc, the broker-dealer in New York, was a relatively simple company.

位于纽约的经纪交易所---雷曼兄弟公司曾是一家相对比较简单的公司。

The second is to scale back heavily, or abandon, their broker-dealer arms and become more like big hedge funds or private equity funds.

其次是大力缩减（或彻底放弃）其经纪自营业务，向大型对冲基金或私人股本基金的模式靠拢。

Broker-dealer holding futures company's enterprise value consists of real assets value and option value.

券商控股型期货公司的企业价值由其现实资产的价值与期权价值两部分组成。

Some had thought about the possibility of a large broker-dealer going bust.

有些考虑到了券商破产的可能性。

Corzine, who helped run Goldman Sachs from 1994 to 1999, hired 800 employees in efforts to turn the broker-dealer into an investment bank.

曾经在1994年至1999年执掌高盛集团的乔恩•柯赛招聘了800位员工，试图使这家经纪交易商转型为一家投资银行。

Such uncertainty is a killer for a broker-dealer.

对于一家经纪交易商来说，这种不确定性是致命的。

A broker-dealer investigation in 2005 uncovered three violations of "best execution" rules.

在2005年的证券经济调查中，揭露了3项有违反“最佳执行”原则。

Online broker-dealer setting up a network enabling trading on international exchanges in real time

网上经纪商-交易商，提供实时国际贸易网络平台